2 Weeks
1 Week
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2 Weeks
2 Weeks
2 Weeks
1 Week
2 Weeks
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2 Weeks
Creating and Managing a Compliance Team
Course Overview
This course is aimed at identifying the principles essential to ensure effective compliance within an organisation. It provides delegates with the hands-on practical knowledge essential to introduce and implement a suitably trained Compliance Team. Core topics such as Fraud Prevention and Response Planning are scoped and developed within practical workplace scenarios to test the delegate's practical approach to problem solving and removal of possible fraud.
Who should attend?
This course is suitable for senior decision makers of all public and private sectors. Managers; especially accountants, auditors, Money Laundering Reporting Officers (MLRO's), financial investigators, members of law enforcement agencies and those involved in compliance, due diligence and prevention activity.
Benefits of Attending
- Establish the principles and procedures necessary to carry out the compliance function
- Acquire the basic requirements and skills necessary to carry out the compliance role
- Identify strengths and weaknesses within the compliance role
- Prepare Response Plans to identify suitable plans and actions to counter fraud and the likely outcomes of fraud
Programme Outline
- Reporting of Suspicious Activity Transactions Which May Affect the Organisation
- Risk Assess Core Areas
- Awareness of the Skills of Interviewing and Planning and Understanding of Financial Compliance
- Identify Relevant Evidence and Understand Issues of Document and Case Management
- How to Report Suspicious Activity which May Affect Your Organisation
Current Offers
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